C. K. Cooper & Company has developed a strong expertise in providing its corporate/executive clients with valuable insight into the execution of insider transactions.
Restricted Stock Purchase AND Sales
Rule 144 transactions can require specific analysis to determine volume restrictions, interfacing with the various professionals including corporate legal counsel, as well as the filing of appropriate forms and notifications. In addition the execution of the transaction, the C. K. Cooper & Company Executive Services Team can advise on the timing, and potential impact of any proposed transaction.
Block Transactions
There are instances when moving a single block of insider stock is a much more effective manner to achieve the end goal versus dripping stock into the market. In these instances, C. K. Cooper & Company can leverage its capital markets desk to quickly price and execute sizeable block transactions for the benefit of its client.
10B5-1 Plans
C. K. Cooper & Company is one of the few providers that offer a state-of-the-art online system to manage 10B5-1 programs. This platform can be adopted by an executive, or the entire issuer, thereby providing an efficient, online platform to create, execute and manage 10b5-1 programs.
To sign into our 10b5-1 platform please click here.
