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Capital Markets Market Making Trading Instructions

Capital Markets
The C. K. Cooper & Company Sales and Trading Desk provides hands-on execution to a large, global institutional client base. Our experienced team of professionals brings a high level of integrity to order flow management and execution for the benefit of our clients. To assist our clients, we support OASYS allocation and FIX connections for order management and trade allocation. In addition, in many cases C. K. Cooper & Company generates significant order flow in issuers within its Research Universe providing an easy point of liquidity and market insight.

For trading instructions, please review this document: Trading Instructions - Capital Markets.

Market Making

C. K. Cooper & Company is also an active market participant via making markets in select issues. The firm believes that having this added insight into the various markets where it is active provides for valuable market reconnaissance which translates into better execution for our clients on multiple fronts.

In addition, C. K. Cooper & Company views its trading desk as a liquidity point providing investors with access to deep institutional/retail distribution as well as broad based market execution. This view and the willingness by the firm to commit its own capital to add liquidity, provides support in handling block transactions and corporate stock-buy back programs.

C. K. Cooper & Company makes a market in the following issues.

















BIOS:
Donald McDonald   
Managing Director
Capital Markets Group
William Porter   
Managing Director
Capital Markets Group
Devin Arkison   
Director
Capital Markets Group
Christopher F. Cave   
Director
Capital Markets Group
Thomas Grimstad   
Director
Capital Markets Group
Kyle Lauzon   
Director
Capital Markets Group
Jonathan J. Mendiola   
Director
Capital Markets Group
Russell Bushore   
Associate Director
Capital Markets Group
Steve Golan   
Associate Director
Capital Markets Group
Ryan Brouillette   
Associate
Capital Markets Group
Otilia Montano   
Road Show Coordinator
Capital Markets Group

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